MCQOPTIONS
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MCQOPTIONS
This section includes 657 Mcqs, each offering curated multiple-choice questions to sharpen your Testing Subject knowledge and support exam preparation. Choose a topic below to get started.
| 1. |
The dollar version of Index of BSE is |
| A. | Defty |
| B. | Dollex |
| C. | Both the above |
| D. | None |
| Answer» C. Both the above | |
| 2. |
In settlement T+2, ‘T’ stands for |
| A. | Trade time |
| B. | Trade day |
| C. | Trade terms |
| D. | Time for settlement |
| Answer» C. Trade terms | |
| 3. |
under public issue of shares, reservation for permanent employees |
| A. | 10% |
| B. | 25% |
| C. | 15% |
| D. | 50% |
| Answer» B. 25% | |
| 4. |
---------- speculators are Pessimistic in nature |
| A. | Bull |
| B. | Bear |
| C. | Stag |
| D. | Wolves |
| Answer» C. Stag | |
| 5. |
The facility to carry forward a transaction from one settlement period to another is called--------- transaction |
| A. | Hand delivery |
| B. | Badla |
| C. | Cornering |
| D. | Arbitrage |
| Answer» C. Cornering | |
| 6. |
The facility to carry forward a transaction from one settlement period to another isknown as ..................... transaction |
| A. | Badla |
| B. | arbitrage |
| C. | cornering |
| D. | trading inside |
| Answer» B. arbitrage | |
| 7. |
----------- is a method of cancellation of shares |
| A. | Book building |
| B. | Bonus issue |
| C. | Buy back |
| D. | Reissue |
| Answer» D. Reissue | |
| 8. |
As per SEBI guidelines, a new company which has not completed 12 monthscommercial productions has to issue shares at ------- |
| A. | Discount |
| B. | Premium |
| C. | Par |
| D. | any of the above |
| Answer» D. any of the above | |
| 9. |
An attempt to gaining short term profit from the price difference or movements ofsecurities are called |
| A. | Investment |
| B. | Speculation |
| C. | Hedging |
| D. | All the above |
| Answer» C. Hedging | |
| 10. |
Management Development Institute (MDI)was set up by ........................ |
| A. | IDBI |
| B. | ICICI |
| C. | IFCI |
| D. | SEBI |
| Answer» D. SEBI | |
| 11. |
-------- is a shortened form of prospectus |
| A. | Red herring prospectus |
| B. | Abridged prospectus |
| C. | Statement in lieu of prospectus |
| D. | Shelf prospectus |
| Answer» C. Statement in lieu of prospectus | |
| 12. |
“A central location for keeping securities on deposit” is |
| A. | Stock exchange |
| B. | Investment bank |
| C. | Depository |
| D. | Merchant banks |
| Answer» D. Merchant banks | |
| 13. |
ESOP stands for |
| A. | Equity share option Plan |
| B. | Equity shares Option premium |
| C. | Employee stock Option Plan |
| D. | Equity Stock Option Plan |
| Answer» D. Equity Stock Option Plan | |
| 14. |
In a stock exchange where the ownership, management and trading are concentrated in asingle group, it is called |
| A. | Mutual exchange |
| B. | Recognised exchange |
| C. | Dominant exchange |
| D. | Un -recognised exchange |
| Answer» B. Recognised exchange | |
| 15. |
-------- are eligible to list in OTCEI |
| A. | Small companies |
| B. | Large companies |
| C. | Medium size companies |
| D. | Small and Medium size companies which are not listed in any other stock exchange |
| Answer» E. | |
| 16. |
In ---------------- , insurable interest is enough at the time of loss |
| A. | Fire insurance |
| B. | Life insurance |
| C. | Burglary insurance |
| D. | Marine insurance |
| Answer» E. | |
| 17. |
___________ is regarded as a queen of Indian financial system. |
| A. | SEBI |
| B. | RBI |
| C. | Finance Ministry |
| D. | BSE |
| Answer» C. Finance Ministry | |
| 18. |
Members of the OTCEI are---------- only |
| A. | Individuals |
| B. | Corporates |
| C. | Financial institution |
| D. | Banks |
| Answer» C. Financial institution | |
| 19. |
In India, currently method of calculation of stock indexes is |
| A. | Free float market capitalisation |
| B. | Full float market capitalisation |
| C. | Fixed float market capitalisation |
| D. | Minimum float market capitalisation |
| Answer» B. Full float market capitalisation | |
| 20. |
In financial circle, the name “Dalal Street” is used synonyms to......... |
| A. | BSE |
| B. | NASDAQ |
| C. | NSE |
| D. | OTCEI |
| Answer» B. NASDAQ | |
| 21. |
Which of the following is not a quantitative credit control tool of RBI? |
| A. | Bank rate |
| B. | Open market operation |
| C. | SLR |
| D. | Margin requirements |
| Answer» E. | |
| 22. |
The process of holding the entire supply of a particular security with a view to dictatingterms is called |
| A. | Cornering |
| B. | Wash sales |
| C. | Rigging |
| D. | Arbitrage |
| Answer» B. Wash sales | |
| 23. |
--------- is the amount paid by bear to facilitate him to renew a bargain until nextsettlement date |
| A. | Backwardation |
| B. | Contango |
| C. | Spread |
| D. | Margin |
| Answer» B. Contango | |
| 24. |
In listed scrips, --------- group includes small cap stocks. |
| A. | S group |
| B. | TS group |
| C. | T group |
| D. | Z group |
| Answer» B. TS group | |
| 25. |
In depository system, --------- is a link between depository and the owner. |
| A. | Depository participant |
| B. | Register and Transfer Agent |
| C. | Issuer |
| D. | Custodian. |
| Answer» B. Register and Transfer Agent | |
| 26. |
A system of security trade in which one is allowed to invest in excess of his financialcapacity by borrowing funds |
| A. | Margin trading |
| B. | Cornering |
| C. | Rigging |
| D. | Arbitrage |
| Answer» B. Cornering | |
| 27. |
In the index “CNX Nifty”, C stands for |
| A. | Central |
| B. | Credit |
| C. | CRISIL |
| D. | Cumulative |
| Answer» D. Cumulative | |
| 28. |
In security market, “ASBA” stands for |
| A. | Application Supported by Blocked Amount |
| B. | Automated Security Borrowing Arrangement |
| C. | Active Securities Buying Agreement |
| D. | Automatic Security Buying Assistance |
| Answer» B. Automated Security Borrowing Arrangement | |
| 29. |
A person appointed by a stock broker to assist to him in the business of securities tradingat trading floor of stock exchanges is |
| A. | Sub-broker |
| B. | Commission broker |
| C. | Authorised clerk |
| D. | Remisiers |
| Answer» D. Remisiers | |
| 30. |
QIPs Stands for |
| A. | Quality investment Project |
| B. | Qualified investment Plan |
| C. | Qualified Institutional Placement |
| D. | Qualitative Investment Premium |
| Answer» D. Qualitative Investment Premium | |
| 31. |
Bull speculators are also known as |
| A. | Tharawaniwalas |
| B. | Tejiwalas |
| C. | Mandiwalas |
| D. | Badliwalas |
| Answer» C. Mandiwalas | |
| 32. |
Principle of Indemnity does not apply to---------- |
| A. | Fire insurance |
| B. | Marine insurance |
| C. | Life insurance |
| D. | None of these |
| Answer» D. None of these | |
| 33. |
A merchant bank can claim a charge ------- % as the commission for the whole issue |
| A. | 5% |
| B. | 2.5% |
| C. | 0.5% |
| D. | 0.25% |
| Answer» D. 0.25% | |
| 34. |
Odd lot shares are coming under -------- of listed securities |
| A. | Group A |
| B. | Group B |
| C. | Group C |
| D. | Any of the above |
| Answer» D. Any of the above | |
| 35. |
‘Follow on Public Offer’ is also known as |
| A. | Further public offer |
| B. | Seasoned public offer |
| C. | Subsequent public offer |
| D. | All of these |
| Answer» E. | |
| 36. |
Which of the following is a selective (qualitative) credit control method? |
| A. | Bank rate |
| B. | Open market operation |
| C. | Variable reserve ratio |
| D. | Credit rationing |
| Answer» E. | |
| 37. |
The Chief promoter of Central Depository Services Limited CDSL) is |
| A. | NABARD |
| B. | BSE |
| C. | NSCCL |
| D. | NSE |
| Answer» C. NSCCL | |
| 38. |
Which one of the following is an example of derivative? |
| A. | Warrants |
| B. | Baskets |
| C. | Swaptions |
| D. | All of these |
| Answer» E. | |
| 39. |
In listed securities, “Group A shares” are also known as |
| A. | Specified shares |
| B. | Cleared securities |
| C. | Non- specified shares |
| D. | Both a & b above |
| Answer» E. | |
| 40. |
---------- refers to the process of creating an artificial condition in market in order topush price of particular shares. |
| A. | Cornering |
| B. | Arbitrage |
| C. | Option deal |
| D. | Rigging |
| Answer» E. | |
| 41. |
Which of the following is not a regulatory institutions in Indian financial system. |
| A. | RBI |
| B. | CIBIL |
| C. | SEBI |
| D. | IRDA |
| Answer» C. SEBI | |
| 42. |
................... are drawn by contractors on the Govt. departments for the goods supplied tothem |
| A. | treasury bills |
| B. | supply bill |
| C. | bill of lading |
| D. | documentary bill |
| Answer» C. bill of lading | |
| 43. |
___________ allocates saving efficiently in an economy to ultimate users either forinvestment in real assets or for consumption |
| A. | Economic system |
| B. | Banking system |
| C. | Financial system |
| D. | Market system |
| Answer» D. Market system | |
| 44. |
The bill which doesn’t require acceptance is called..................... |
| A. | treasury bills |
| B. | supply bill |
| C. | bill of lading |
| D. | documentary bill |
| Answer» B. supply bill | |
| 45. |
--------- is the charges paid by a bull speculator to the other party for obtaining carryover facility |
| A. | Backwardation |
| B. | Contango |
| C. | Spread |
| D. | Margin |
| Answer» C. Spread | |
| 46. |
The merchant banker coordinating a public issue is called as |
| A. | Syndicator |
| B. | Lead manager |
| C. | Post issue manager |
| D. | None of these |
| Answer» C. Post issue manager | |
| 47. |
The whole sale market segment for NSE is meant for |
| A. | Corporate securities |
| B. | Govt.securities |
| C. | Securities of MNCs |
| D. | Securities of Financial Institutions |
| Answer» C. Securities of MNCs | |
| 48. |
---------- bills are drawn by contractors on the government departments for the goodssupplied by them. |
| A. | Usance bills |
| B. | T-bills |
| C. | Clean bills |
| D. | Supply bills |
| Answer» E. | |
| 49. |
Non-voting shares were introduced by Companies (Amendment) bills in the year |
| A. | 1997 |
| B. | 1999 |
| C. | 2000 |
| D. | 2002 |
| Answer» B. 1999 | |
| 50. |
Companies (Amendment) bill-1999 restricts buy back of shares up to........... of the paidup capital |
| A. | 50% |
| B. | 20% |
| C. | 25% |
| D. | 60% |
| Answer» C. 25% | |